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UBS Stockbroker Under Fire For Yield Enhancement Strategy (YES) Sales

UBS Stockbroker Under Fire For Yield Enhancement Strategy (YES) Sales

Former UBS broker Frederick Maximillian Kort is facing allegations of making unsuitable investment recommendations to his customer and not fully disclosing the risks involved. Having been fired from UBS in 2018, Kort remains registered as an investment advisor with IHT Wealth Management, however, BrokerCheck records …

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Stocks Mixed As Market Waits For Fed Speeches and Congressional Report

Investors are focused on the speeches of the US Federal Reserve Chairman Jerome Powell and Treasury Secretary Steven Mnuchin before the US House Committee on Financial Services. The content of Powell’s speech is already known: on behalf of the regulator, he will promise to continue …

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