SEC Charges Jeffrey Cutter and Cutter Financial Group Over Undisclosed Insurance Commissions
The SEC charged Jeffrey Cutter and Cutter Financial Group with failing to disclose 5 to 10 percent insurance commissions on products recommended to advisory clients.
Read More →
The 5 Human Skills That Matter Most as AI Reshapes Work
Artificial intelligence is reshaping work faster in the corner office than on the shop floor. Gallup’s latest research shows a widening gap between leaders and ...
Read More →
FINRA Expedited Arbitration Rules Give Elderly Investors Faster Path to Recovery in 2026
FINRA adopted expedited arbitration rules in 2026 that compress timelines for elderly investors alleging broker misconduct.
Read More →
June 2026 Dividend Calendar: 3M, Pfizer, Realty Income and Main Street Capital Pay Out This Week
The June 2026 dividend calendar is packed with payouts from household-name stocks and high-yield REITs. 3M Company distributed $0.78 per share on June 12, while ...
Read More →
SEC Charges Krish Kumar in $7.8 Million Fraud Scheme Targeting Retail Investors
The SEC charged Krish Kumar in a $7.8 million fraud scheme, alleging he misappropriated nearly $7 million from two funds targeting retail investors.
Read More →
Supreme Court Rules SEC Does Not Need to Prove Investor Loss for Disgorgement in Sripetch Decision
The Supreme Court ruled in Sripetch v. SEC that the SEC does not need to prove investor pecuniary loss to obtain disgorgement, strengthening enforcement tools.
Read More →
