FINRA fines Revere Securities $800,000 for ignoring ramp-and-dump IPO red flags
FINRA has fined Revere Securities LLC $800,000 for anti-money-laundering and supervisory failures tied to small-cap initial public offerings that bore the hallmarks of ramp-and-dump schemes. ...
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P&G declares $1.0885 quarterly dividend with October 23 record date
Procter & Gamble’s board declared a quarterly dividend of $1.0885 per share at the company’s annual meeting on October 13, keeping one of the longest ...
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Why Human-Centered Leadership Is the Defining Skill of 2026
The data that got my attention Global employee engagement has fallen to 20% in 2025, the lowest level since Gallup began tracking the current series, ...
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FINRA complaint targets Punta Gorda broker Gerald O’Halloran over variable annuity exchanges
FINRA has filed a complaint against Gerald James O’Halloran, a Punta Gorda, Florida broker registered with Union Capital Company. The regulator alleges that eight retail ...
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Former GigaMedia CFO Nihat Cardak settles SEC fraud case over $37 million investor raise
Nihat Cardak, the former chief financial officer of GigaMedia Access Corporation, has agreed to settle Securities and Exchange Commission fraud charges tied to a $37 ...
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SEC charges Linqto founder William Sarris and Joseph Endoso in pre-IPO investor fraud case
The Securities and Exchange Commission charged Linqto founder William Sarris and former chief executive Joseph Endoso with defrauding thousands of retail investors who used the ...
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