The 81% AI Readiness Gap: Why Only 19% of Workers Are in the Sweet Spot — And What Managers Must Do
The data that got my attention Microsoft’s 2026 Work Trend Index surveyed twenty thousand workers across twenty-one countries and found a stark reality: only nineteen ...
Read More →
SEC Charges Encinitas Adviser Darren Caris in Cherry-Picking Scheme Over Client Accounts
Darren J. Caris, an investment adviser based in Encinitas, California, faces SEC fraud charges over a cherry-picking scheme that steered winning trades to his personal ...
Read More →
Only 27% of Employees Feel Their Leader Cares: What the 2026 Data Means for Organizations
The data that got my attention Dale Carnegie surveyed more than 3,300 employees across 18 countries in 2025. The finding that stopped me: only 27% ...
Read More →
FINRA Bars Houston Broker Robert Thompson After $2.3 Million Misappropriation Allegations
FINRA has barred Robert Wayne Thompson, a Houston broker with more than four decades in the securities industry. He refused to provide information in an ...
Read More →
FINRA Bars LPL Broker Rudy Anguiano Over $1.73 Million in Client Funds
FINRA has barred former LPL Financial broker Rudy Anguiano after finding he converted $1.73 million from two customers’ accounts and routed the money to a ...
Read More →
FINRA Bars Former Wedbush Broker William Sandeman Over $3.5 Million in Customer Losses
FINRA has barred William H. Sandeman, a former Wedbush Securities broker based in Seattle, after finding that his recommendations cost 81 retail customers more than ...
Read More →
