SEC Charges Justin Jennings With $2.7 Million Insider Trading Scheme
The Securities and Exchange Commission has charged Justin Jennings with insider trading that generated approximately $2.7 million in unlawful profits. The scheme relied on material ...
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The 79% vs 22% Leadership Gap: Why Human-Centered Management Is a Hard Business Lever
Gallup’s 2026 State of the Global Workplace report contains a number that should stop every executive cold. Within best-practice organizations, 79% of managers are engaged ...
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Variable Annuity Fraud: How Brokers Misrepresent Surrender Charges to Retirees
Financial advisors across the country continue to sell variable annuities to retirees without fully disclosing the crippling surrender charges that can lock up savings for ...
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FINRA Expels Reid & Rudiger LLC Over Widespread Supervisory and Compliance Failures
Reid & Rudiger LLC, a New York-based broker-dealer, has been expelled from the securities industry by FINRA for what regulators describe as systemic supervisory failures ...
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The vanishing engagement premium: why your managers are now as disengaged as the teams they lead
Manager engagement is collapsing at a rate that has erased nearly all of the advantage managers once held over the teams they supervise. Gallup’s 2026 ...
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SEC Charges Craig Allen in $4.9 Million Nebraska Casino Investment Fraud Scheme
The Securities and Exchange Commission has filed civil fraud charges against Craig Allen, a Nebraska-based promoter who allegedly raised $4.9 million from retail investors for ...
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