Merrill Lynch Fined $7.5 Million for SAR Filing Failures in SEC Settlement
Merrill Lynch, Pierce, Fenner & Smith Incorporated has agreed to pay a $7.5 million civil penalty to the Securities and Exchange Commission for systemic failures ...
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Change Fatigue Is Real: How to Lead Without Burning People Out
Change fatigue has become one of the most pressing workplace challenges of 2026. With employees facing an unprecedented number of simultaneous transformations, organizations are seeing ...
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SEC Creates Retail Fraud Working Group to Target Investment Scams in July 2026
The Securities and Exchange Commission announced on July 7, 2026, that it has formed a new Retail Fraud Working Group within its Division of Enforcement. ...
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Former Analyst JianQing Li Charged in $320,000 Healthcare Insider Trading Case
Former analyst JianQing Li charged in SEC insider trading case involving twelve healthcare companies and over $320,000 in alleged profits.
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The Manager Skill Gap Costing Companies Their Best People
Manager engagement is falling at twice the rate of the broader workforce, and the decline is reshaping how companies retain talent. Gallup’s 2026 State of ...
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Justin Jennings and Vortex Strategies Charged With $2.7 Million Insider Trading Scheme
SEC charges Justin Jennings and Vortex Strategies LLC with insider trading scheme generating approximately $2.7 million in illicit profits.
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