FINRA Suspends Robert Cupello for Unsuitable Variable Annuity Exchanges Targeting Seniors
FINRA suspended broker Robert Settimio Cupello (CRD# 1036533) after finding he recommended unsuitable variable annuity exchanges to six senior customers between July 2021 and December ...
A.G. Morgan Financial Advisors CEO Vincent Camarda Pleads Guilty to $138M Investor Fraud Scheme
Vincent J. Camarda, the CEO of Long Island-based A.G. Morgan Financial Advisors LLC, has pleaded guilty to securities fraud and investment adviser fraud charges involving ...
FINRA Sanctions Keith D’Agostino: Reg BI Violations Targeting Senior Investors at Aegis Capital
FINRA fined a national brokerage $3.6M for Reg BI supervision failures on senior accounts, ordering $8.9M in restitution to approximately 2,400 affected investors.
