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Regulatory News

Investor Dispute: Robert Murphy of PRUCO Securities and Lifemark Securities Corp

In a recent development, an investor has lodged a complaint against Robert Murphy, a representative of PRUCO SECURITIES, LLC, and currently working with LIFEMARK SECURITIES …

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Benjamin Davis and Oppenheimer & Co. Inc. Face Dispute Over Alleged Misconduct

In the latest financial news, a pending customer dispute has emerged involving Benjamin Davis from OPPENHEIMER & CO. INC. The claimants have asserted claims for …

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John Woods and Michael Mooney: Alleged Ponzi Scheme at Oppenheimer & Co and Southport Capital

Two prominent financial advisors, John Woods and Michael Mooney, are under fire as plaintiffs allege that they conducted a Ponzi Scheme from 2008 to 2021. …

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