REIT Unsuitable Sales Cost Retirees $34M, FINRA Arbitration Awards Show

We spent years defending brokerage firms against investor claims. We saw the training materials, the sales contests, the pressure to push complex products. Nontraded REITs ...

Edward Jones Broker Suspended 18 Months for Churning That Drained Retirement Accounts

Broker churning represents one of the most destructive forms of securities fraud targeting retirees. We have witnessed countless cases where advisors prioritized commissions over client ...

Wells Fargo Advisors Ordered to Pay $4.2M for Unsuitable Variable Annuity Recommendations

Variable annuities. The product Wall Street loves to push on retirees. A FINRA arbitration panel recently ordered Wells Fargo Advisors to pay $4.2 million in ...
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