investor fraud ruling supreme court

FINRA suspends Todd Peter Arnoldussen for undisclosed private securities transactions

FINRA suspended broker Todd Peter Arnoldussen (CRD 1929970) for four months and fined him $10,000 over undisclosed private securities transactions involving customer funds.

Former GWG Holdings Chair Charles Zurn Convicted in $150 Million Investor Fraud Scheme

Former GWG Holdings chair Charles Zurn faces life in prison after a Manhattan jury convicted him of diverting $150 million from retail investors. The verdict ...

FINRA Suspends Anthony Cantone with $100,000 Fine for Regulatory Violations

FINRA imposed a $100,000 fine and a one-year suspension on Anthony Cantone effective April 6, 2026, following a National Adjudicatory Council remand decision that became ...
Scroll to Top