S&P 500 Opens September at 7,631 as 10-Year Yield Hits 4.80 Percent Ahead of Fed Meeting
September opened with the S&P 500 at 7,631.47 after a 0.7 percent drop on September 1, its second straight decline. The 10-year Treasury yield climbed ...
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FINRA Fines Aegis Capital Broker Clayton K. Shum $10,000 Over Variable Annuity and Reverse Mortgage Findings
FINRA has fined Burlingame, California broker Clayton K. Shum $10,000 and suspended him for four months over a variable annuity recommendation that put a senior ...
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Why up to 76% of people get a different personality type on retest
Retest research on the Myers-Briggs Type Indicator has produced one of the most quietly uncomfortable numbers in workplace psychology. Depending on the study, between 39% ...
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FINRA Suspends Spartan Capital Broker Gary Talbot Over Excessive Trades in Retiree Account
FINRA has suspended Gary Talbot, a New York broker registered with Spartan Capital Securities, for four months over a series of excessive trades in a ...
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FINRA Suspends Columbia Capital Brokers Josiah Jennings and William Pugh Over $8 Million Offering
FINRA has fined two former Columbia Capital Securities brokers $10,000 each and suspended them for 10 months over undisclosed private securities transactions tied to an ...
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95% of leaders think they’re self-aware. The real number is 10-15%
Organizational psychologist Tasha Eurich spent years studying a deceptively simple question: do people actually know themselves? Across ten separate investigations with nearly 5,000 participants, her ...
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