FINRA suspends Todd Peter Arnoldussen for undisclosed private securities transactions
FINRA suspended broker Todd Peter Arnoldussen (CRD 1929970) for four months and fined him $10,000 over undisclosed private securities transactions involving customer funds.
May 10, 2026
Former GWG Holdings Chair Charles Zurn Convicted in $150 Million Investor Fraud Scheme
Former GWG Holdings chair Charles Zurn faces life in prison after a Manhattan jury convicted him of diverting $150 million from retail investors. The verdict ...
May 10, 2026
FINRA Suspends Anthony Cantone with $100,000 Fine for Regulatory Violations
FINRA imposed a $100,000 fine and a one-year suspension on Anthony Cantone effective April 6, 2026, following a National Adjudicatory Council remand decision that became ...
May 9, 2026
