Why the Best Hybrid Teams Run on Asynchronous Communication — And Most Don’t
The data that got my attention Research on hybrid IT project teams published this year found that 68% of respondents agreed a lack of regular ...
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FINRA fines Webull $4.2 million for AML and best execution failures
FINRA fined retail brokerage Webull Financial LLC $4.2 million after finding the firm’s compliance program failed to keep pace with its explosive customer growth. The ...
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FINRA fines Apex Clearing $250,000 over margin account supervision failures
FINRA censured clearing firm Apex Clearing Corporation and fined it $250,000 after finding the firm monitored hundreds of thousands of retail margin accounts one at ...
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Return-to-Office Mandates Raised Attrition 8.2% — But Not for the Reason CEOs Think
Gallup’s August 2026 survey of 42,000 knowledge workers contains a contradiction that deserves attention. Sixty-one percent of employees under active return-to-office mandates said their individual ...
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SEC charges Linqto executives William Sarris and Joseph Endoso in $430 million pre-IPO fraud
The Securities and Exchange Commission has charged William Sarris and Joseph Endoso, two former executives of San Jose-based Linqto, Inc., with defrauding thousands of retail ...
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Kenneth John Arellano: FINRA Suspension and Four Disclosures
Kenneth John Arellano, CRD# 2660786, is a registered broker and investment adviser representative with 30 years of industry experience. His FINRA BrokerCheck report lists four ...
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