Stifel Financial reaches settlement in principle over $132.5 million structured note arbitration
Stifel Financial has reached a settlement in principle with the Jannetti family over a $132.5 million FINRA arbitration award that stemmed from structured note losses ...
Ameritas reaches confidential settlement with Navy veteran over unsuitable annuity sales
Andrew Johnson, a retired Navy veteran from North Carolina, reached a confidential settlement with Ameritas Mutual Holding Co. and Ameritas Life Insurance Co. after a ...
SEC secures final judgment against Joseph Geromini for stealing over $200,000 from investors
The SEC obtained a final judgment against Joseph Geromini on May 15, 2026, concluding a years-long enforcement action against the former chief operating officer of ...
