SEC final judgment orders Jun Zhen to disgorge $500,619 in insider trading profits
A federal court ordered Jun Zhen to give up $500,619 in insider trading profits, ending an SEC case built on confidential data from the agency’s ...
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SEC charges law firm employee Chetram Balli with $55,000 insider trading scheme
The Securities and Exchange Commission charged Chetram Balli on November 12, 2026 with insider trading in the stocks of his employer’s law firm clients. Federal ...
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Burnout Prevention Isn’t a Perk — It’s a Strategy
As of May 2026, 27% of U.S. employees say they very often or always feel burned out at work. That figure climbs to 55% when ...
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FINRA suspends Willie Lin: ex-Transamerica advisor made 990 unauthorized annuity trades
FINRA has suspended Willie Lin, a former Transamerica Financial Advisors broker in Buffalo Grove, Illinois, for seven months and fined him $10,000. FINRA found that ...
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FINRA bars former Thrivent broker Nicholas James Hale for forged life insurance signatures
FINRA has barred Nicholas James Hale, a former Thrivent Investment Management broker based in Stewartville, Minnesota. The regulator found that Hale forged his estranged wife’s ...
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The Overwhelmed Manager Epidemic (And What CEOs Must Do)
The data that got my attention Deloitte’s 2025 Global Human Capital Trends report finds that nearly 40% of a manager’s day is eaten up by ...
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