FINRA Expels Reid & Rudiger and Bars Founders Over $2.7 Million Churning Scheme
FINRA has expelled New York broker-dealer Reid & Rudiger LLC and permanently barred its cofounders, Clifford Reid and chief executive Edward Rudiger, Jr. The regulator ...
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From Overload to Burnout: The Manager Metrics That Predict Team Failure
The data that got my attention Gallup’s 2025 State of the Global Workplace report ties the second consecutive year of falling engagement to a collapse ...
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SEC Charges Michael Christensen With PetIQ Insider Trading Ahead of Bansk Takeover
The Securities and Exchange Commission filed insider trading charges against Michael T. Christensen of Boise, Idaho on September 21, 2026. Regulators allege he bought PetIQ ...
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FINRA Fines Centaurus Financial $475,000 and Suspends Advisor Carroll Over 88 Annuity Exchanges
FINRA has censured Anaheim, California-based Centaurus Financial, Inc. and ordered the firm to pay a $475,000 fine plus $634,488.56 in customer restitution over unsuitable variable ...
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The Manager Span Explosion: When Direct Reports Outpace Support
Manager workloads are stretching beyond sustainable limits. New Gallup research shows average spans of control climbing while manager engagement falls, a combination that threatens productivity, ...
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SEC Settles Okta Insider Trading Case: Neller and Alexander Pay $934,264
Two former Okta sales managers will pay a combined $934,264 to settle Securities and Exchange Commission insider trading charges over put options they bought ahead ...
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