NPB Financial Group Investors Recoup $628,439 as SEC Closes 12b-1 Fee Fair Fund
The Securities and Exchange Commission has terminated the investor compensation fund created for clients of NPB Financial Group, closing a case that returned $628,439 to ...
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SEC Moves to Close Musk-Tesla Fair Fund After $41.5 Million Reaches 3,350 Investors
The Securities and Exchange Commission has asked a Manhattan federal judge to close the $40 million investor fund created from the 2018 securities fraud settlement ...
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Why Burned-Out Managers Can’t Build Engaged Teams
Leadership research in 2026 confirms that disengaged managers are the single biggest drag on team performance. The data is stark, and the fix is operational, ...
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SEC charges BG Wealth Sharing and DSJ Exchange in $130 million crypto fraud
The Securities and Exchange Commission charged BG Wealth Sharing Ltd and DSJ Exchange Pty Ltd with a $130 million fraud built on false SEC filings. ...
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SEC charges Greenville adviser Cary Urich after elderly clients lost 70% in leveraged ETFs
The Securities and Exchange Commission has charged Greenville, South Carolina investment adviser Cary Edward Urich with fraud. The case stems from 54 advisory clients, most ...
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The 79% Manager Engagement Blueprint: What Best-Practice Organizations Do Differently
The data that got my attention Gallup’s 2026 State of the Global Workplace report finds global manager engagement at 22% in 2025, a nine-point drop ...
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