FINRA Bars Former Wedbush Broker William Sandeman Over $3.5 Million in Customer Losses
FINRA has barred William H. Sandeman, a former Wedbush Securities broker based in Seattle, after finding that his recommendations cost 81 retail customers more than ...
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Ex-Western Asset co-CIO Ken Leech faces $3 million penalty in cherry-picking case
Former Western Asset Management co-chief investment officer Stephen Kenneth Leech II faces a $3 million penalty and an officer-and-director bar under a consent judgment the ...
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SEC charges Meyer Global and CEO Owen Meyer in SpaceX pre-IPO investor fraud
The Securities and Exchange Commission filed civil fraud charges on September 30, 2026, against Meyer Global Management LLC and its chief executive, Owen E.H. Meyer. ...
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SEC charges Georgia’s Lamar Fletcher with $4.25 million real estate offering fraud
The Securities and Exchange Commission has charged Georgia resident Lamar D. Fletcher with operating a real estate offering fraud that raised more than $4.25 million ...
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SEC charges Georgia’s Lamar Fletcher with $4.25 million real estate offering fraud
The Securities and Exchange Commission has charged Georgia resident Lamar D. Fletcher with operating a real estate offering fraud that raised more than $4.25 million ...
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SEC Charges Former Global Tech CEO David Reichman In Share Scheme
The Securities and Exchange Commission charged David Reichman, the former Chairman and CEO of Global Tech Industries Group, Inc., on October 2, 2026, with orchestrating ...
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