FINRA Suspends Columbia Capital Brokers Josiah Jennings and William Pugh Over $8 Million Offering
FINRA has fined two former Columbia Capital Securities brokers $10,000 each and suspended them for 10 months over undisclosed private securities transactions tied to an ...
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95% of leaders think they’re self-aware. The real number is 10-15%
Organizational psychologist Tasha Eurich spent years studying a deceptively simple question: do people actually know themselves? Across ten separate investigations with nearly 5,000 participants, her ...
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FINRA Fines Ex-UBS Broker Mark L. Sullivan $10,000 for 581 Unauthorized Trades
FINRA has fined former UBS broker Mark L. Sullivan $10,000 and suspended him for three months after finding he placed 581 unauthorized trades in two ...
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The executive optimism gap: why 70% of transformations fail at the announcement
Boston Consulting Group ran an unusual experiment for its 2026 behavioral research. Researchers asked executives and employees how they felt about a change — after ...
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SEC Charges Ichcoin Tech Corp. With Falsifying Investment Adviser Filings
The Securities and Exchange Commission charged purported investment adviser Ichcoin Tech Corp. on August 27, 2026, for allegedly making false statements in its Form ADV ...
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The middle manager sandwich: why 78% of mid-level managers burn out first
Gallup’s 2026 workplace data puts a sharp point on a problem most companies treat as background noise: burnout peaks in the middle of the org ...
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