Law

We cover latest news on investor lawsuits, investigations and investment fraud.  Unfortunately, investment fraud is very common, especially with seniors.  We report on several different kinds of security fraud that includes Ponzi-Schemes, Bad Accounting and Improper Sales Practices.

Financial Advisor Scott Barcomb Investigation

Scott Barcomb Investigation

Scott Barcomb, a financial advisor based in Sarasota, Florida broker is being investigated by Haselkorn & Thibaut, a national investor a law. Mr. Barcomb currently registered with Berthel, Fisher and Company Financial Services. According to FINRA’s Brokercheck, Barcomb has 6 disclosures, which include 5 customer …

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Triad Advisors Financial Advisor Chris Tolmacs BARRED

Triad Advisors Financial Advisor Chris Tolmacs BARRED

A Portage Michigan stockbroker Christopher Thomas  Tolmacs (Chris Tolmacs) registered with Triad Advisors Inc. was subject to customer-backed investment-related arbitration where the customer was awarded damages of $95K. The allegations included i) the client was made part of a bad alternative investment in BDC and …

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Ex Sage Point Rep Troy Bailey Invested Clients’ Funds in Sham Pension Scheme

Financial Industry Regulatory Authority (FINRA)

According to the Financial Industry Regulatory Authority (FINRA), Troy Bailey, a former broker of Advisor Group’s Sagepoint Financial was fined $5000 by FINRA  for using $210,000 of clients’ funds. Apparently, the former broker used the clients’ monetary collection to make unrelated and unapproved private securities …

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Investor Sues Madison Avenue For Inappropriate REIT Recommendations By Jim Geake

Investor Sues Madison Avenue For Inappropriate REIT Recommendations By Jim Geake

James Andrew Geake (also known as Jim Geake) of Schaumburg, Illinois, and Skokie, Illinois currently working for Madison Avenue Securities LLC, as a stockbroker. Mr. Andrew is referenced to as a part of a customer-initiated investment associated arbitration claim, which was settled for $12,500.00 in …

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