Law

We cover latest news on investor lawsuits, investigations and investment fraud.  Unfortunately, investment fraud is very common, especially with seniors.  We report on several different kinds of security fraud that includes Ponzi-Schemes, Bad Accounting and Improper Sales Practices.

GWFS Equities Fined $1.5M For Failure

GWFS Equities Fined $1.5M For Failure To Report Suspicious Activity On Accounts

Thanks to its ‘significant’ cooperation with investigating authorities, and subsequent implementation of remedial measures, GWFS Equities Inc. (GWFS) appears to have been spared some embarrassment and possibly stiffer penalties as the Securities Exchange Commission (SEC) …

GWFS Equities Fined $1.5M For Failure To Report Suspicious Activity On Accounts Read More »

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