Law

We cover latest news on investor lawsuits, investigations and investment fraud.  Unfortunately, investment fraud is very common, especially with seniors.  We report on several different kinds of security fraud that includes Ponzi-Schemes, Bad Accounting and Improper Sales Practices.

William “Eddy” Torriente (Comerica Securities) $50 Million Complaint

William “Eddy” Torriente (Comerica Securities) $50 Million Complaint Filed For Unauthorized Trading

A FINRA (Financial Industry Regulatory Authority) case was filed in March 2021 by a customer of Comerica Securities, where William “Eddy” Torriente, Jr. was employed at the time, claiming that he was in violation of …

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Investors Lawsuits Against Northstar Bermuda Surge

Sarah Komischke (Xiao Qin Komischke) Hit With $500K Northstar Financial Services Arbitration Lawsuit

Raymond James Financial Services has been slapped with a Financial Industry Regulatory Authority (FINRA) arbitration claim for losses incurred in investments in products of Northstar Financial Services (Bermuda). Former Raymond James broker Sarah Komischke, also …

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Investors Lawsuits Against Northstar Bermuda Surge

Investor Class Representatives To Be Appointed in Northstar and Old Mutual Liquidation

The financial misadventures of billionaire Greg Lindberg, currently serving seven years for wire fraud and bribery-related charges, are probably well known. Most recently, and most prominently, the Lindberg controlled Bankers insurance Group had acquired Northstar …

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World Choice Securities: Thomas Stratton Barred

World Choice Securities: Thomas Stratton Barred by FINRA for Misrepresentations and Failure to Respond

A tip to the Securities Helpline for Seniors run by the Financial Industry Regulatory Authority (FINRA) led to an investigation into the activities of World Choice Securities financial advisor Thomas Ward Stratton (CRD#: 1646899). Stratton’s refusal to …

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