We cover latest news on investor lawsuits, investigations and investment fraud. Unfortunately, investment fraud is very common, especially with seniors. We report on several different kinds of security fraud that includes Ponzi-Schemes, Bad Accounting and Improper Sales Practices.
Thomas Pipich Jr. was sentenced to 27 months in prison and ordered to pay $4.7 million in restitution for defrauding an investment client.
Pittsburgh Financial Advisor Sentenced to 27 Months for $4.7 Million Investment Fraud Read More »
Ally Invest Advisors agreed to pay a $500,000 civil penalty after the SEC found undisclosed conflicts in its robo-advisor fund selection algorithm.
SEC fines Ally Invest Advisors $500,000 for robo-advisor conflict of interest Read More »
A federal jury convicted Citron Research founder Andrew Left of securities fraud and market manipulation for misleading investors about his trading positions.
Short seller Andrew Left convicted on 13 counts of securities fraud Read More »
The SEC charged Nathan Fuller with raising $12.3 million through a crypto trading scheme using fake AI bots. Most funds were never traded.
SEC Charges Texas Man With $12.3 Million Crypto Fraud Using Fake AI Trading Bots Read More »
SEC charges Nathan Fuller with a $12.3 million AI trading bot fraud scheme that promised 40-50% returns in 45 days.
SEC charges Nathan Fuller in $12.3 million AI trading bot fraud scheme Read More »
The SEC alleges Nathan Fuller solicited investments from retail investors while operating as an unregistered broker, then diverted millions to personal expenses.
The SEC fined David Lerner Associates $201,000 for unsuitable mutual fund switches that cost retail customers $230,000 in unnecessary sales charges.
SEC fines David Lerner Associates $201,000 for unsuitable mutual fund switches Read More »
The SEC filed a complaint against Reign Financial International and related parties for allegedly raising funds through unregistered securities offerings.
SEC alleges Reign Financial entities raised millions through unregistered offerings Read More »
Ramil Palafox was sentenced to 20 years for running a $200M PGI Global crypto Ponzi that defrauded 90,000 investors.
Ramil Palafox sentenced to 20 years for $200 million PGI Global crypto Ponzi Read More »
Edwin Brant Frost IV pleaded guilty to federal wire fraud in a $140M First Liberty Ponzi scheme that targeted conservative and elderly investors.
Edwin Brant Frost IV pleads guilty to $140 million First Liberty Ponzi scheme Read More »
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