Recently FS KKR Capital Corp. II, publicly-traded BDC, was listed on the New York Stock Exchange under ticker symbol FSKR. Unfortunately, FSKR stock is down 9% from the high. There are currently several lawsuits and …
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Category: Financial
Enterprise Bancorp Stock Price Soars Amid Covid-19 (NASDAQ: EBTC)
Enterprise Bancorp (NASDAQ: EBTC) had an exciting, yet challenging, first quarter as the effects of the COVID-19 pandemic affected key segments of its core business. However, the holding company exited the quarter profitable, marking a …
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SagePoint Financial Fined Over $1 Million – Investor Notice
FINRA has ordered SagePoint Financial to pay over one million in restitution to its customers in connection with early rollovers of unit investment trusts. Sagepoint Financial is one of several large broker-dealer firms within the …
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FMSBonds Sued Over Frontier Communications Bonds
FMSBonds, formerly First Miami Securities, is again the subject of an investment fraud case. This time, the claim is that Paul Antevey, a financial advisor with FMSBonds, mislead investors by focusing excessively on low-rated bonds, …
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John Hancock Lawsuit for Self-Dealing 401(k) Plan Investments
John Hancock (NYSE: JHI), a leading investment services company, has been sued for adding proprietary products in its retirement plans. The class action lawsuit is led by a former employee who alleges that Hancock broke …
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