FinCEN, SEC, and FINRA hit Canaccord Genuity with over $120 million in AML penalties. Investors who held accounts during the 2012-2022 period should review whether they were affected.
Canaccord Genuity hit with $120 million AML penalties from FinCEN, SEC, and FINRA Read More »
The 10-year Treasury yield jumped to 4.51% on May 13 as sticky PPI data dampened hopes for a June rate cut. Here’s what rising yields mean for conservative portfolios.
Treasury yields climb as bond market signals rate pressure ahead Read More »
Treasury and investment-grade corporate bond yields have stabilized in the 4% to 5% range, giving retirees a window to lock in income that was unavailable for most of the past decade. The 10-year Treasury yield
Bond yields stabilize near 5% — why retirees should consider ladders Read More »
FBI agents raided Meridian Heritage Capital Advisors, dismantling an alleged $670 million Ponzi scheme targeting elderly investors. Founder Raymond Halsted Crowe faces federal charges.
Meridian Heritage Capital Advisors collapses in $670 million retirement Ponzi scheme Read More »
Capital is rotating out of high-multiple technology names and into defensive sectors that offer steady dividends and lower volatility. Over the past two weeks, exchange-traded funds tracking consumer staples, utilities, and healthcare have recorded inflows
Defensive dividend stocks draw rotation as tech valuations stretch Read More »
FINRA sanctioned former Aegis Capital broker Keith M. D’Agostino for unsuitable penny stock recommendations. Learn the key facts, CRD number, and what investors should do.
FINRA bars Keith M. D’Agostino after $1.8 million in unsuitable penny stock losses Read More »
Real estate investment trusts have endured three years of rate-driven volatility. Now, as Treasury yields stabilize and the Federal Reserve signals a prolonged pause, quality REITs are drawing renewed attention from income-focused portfolios. Several high-grade
Why quality REITs are becoming attractive for income investors Read More »
TSMC raises its quarterly dividend by 17.18% to $1.1136 on surging AI chip demand. Payout ratio remains under 25%, signaling room for continued growth.
Taiwan Semiconductor raises dividend 17% as chip demand drives cash flow surge Read More »
The Securities and Exchange Commission charged Nightingale Properties, LLC and related entities with raising approximately $60 million from roughly 700 retail investors. The SEC alleges the company misappropriated over $52 million of those funds. We
Nightingale Properties accused of $60 million retail investor fraud Read More »
SEC bars David P. Ortiz and DaveGlo Investment Group after they sold $18 million in unregistered oil and gas securities to retail investors through radio advertising.
SEC bars David Ortiz and DaveGlo after $18 million in unregistered oil and gas sales Read More »
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