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Edward Jones Advisor Albert DeGaetano Fined and Suspended for Unauthorized Trades, Bogus Business Cards

Edward Jones Advisor Albert DeGaetano Fined and Suspended for Unauthorized Trades, Bogus Business Cards

Allegations of executing several hundred unauthorized trades and making up a title and position at a clearing firm where he was never an employee have earned for financial advisor Albert DeGaetano a FINRA (Financial Industry

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William “Eddy” Torriente (Comerica Securities) $50 Million Complaint

William “Eddy” Torriente (Comerica Securities) $50 Million Complaint Filed For Unauthorized Trading

A FINRA (Financial Industry Regulatory Authority) case was filed in March 2021 by a customer of Comerica Securities, where William “Eddy” Torriente, Jr. was employed at the time, claiming that he was in violation of

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