FINRA has barred William H. Sandeman, a former Wedbush Securities broker based in Seattle, after finding that his recommendations cost 81 retail customers more than $3.5 million. The regulator said Sandeman pushed volatility-linked and non-traditional
FINRA Bars Former Wedbush Broker William Sandeman Over $3.5 Million in Customer Losses Read More »
Former Western Asset Management co-chief investment officer Stephen Kenneth Leech II faces a $3 million penalty and an officer-and-director bar under a consent judgment the SEC moved to enter on October 6, 2026. The filing
Ex-Western Asset co-CIO Ken Leech faces $3 million penalty in cherry-picking case Read More »
Senior housing REITs took a beating in September, and the selloff raised yields across the group. Ventas fell 8.5 percent over the past month and CareTrust REIT dropped 9.11 percent, moves that pushed payout yields
Senior housing REITs: Ventas and CareTrust selloff lifts yields for income investors Read More »
The Securities and Exchange Commission filed civil fraud charges on September 30, 2026, against Meyer Global Management LLC and its chief executive, Owen E.H. Meyer. The complaint, filed in federal court in Manhattan, accuses the
SEC charges Meyer Global and CEO Owen Meyer in SpaceX pre-IPO investor fraud Read More »
The Securities and Exchange Commission has charged Georgia resident Lamar D. Fletcher with operating a real estate offering fraud that raised more than $4.25 million from approximately 100 investors nationwide. The SEC alleges that Fletcher
SEC charges Georgia’s Lamar Fletcher with $4.25 million real estate offering fraud Read More »
The Securities and Exchange Commission has charged Georgia resident Lamar D. Fletcher with operating a real estate offering fraud that raised more than $4.25 million from approximately 100 investors nationwide. The SEC alleges that Fletcher
SEC charges Georgia’s Lamar Fletcher with $4.25 million real estate offering fraud Read More »
The merger creating Hollywood’s newest giant closes Tuesday, October 6, 2026, when Paramount Skydance Corporation becomes Skydance Corporation and starts trading on the New York Stock Exchange under the ticker SKYD. The 81 billion dollar
Skydance Merger Close: SKYD Hits NYSE October 6, WBD Exits S&P 500 Read More »
The September jobs report landed soft across nearly every measure on Friday, with nonfarm payrolls rising just 29,000 against expectations near 90,000 and the unemployment rate climbing to 4.2 percent. Stocks still closed higher, because
September Jobs Report: 29,000 Jobs Added, Unemployment At 4.2 Percent Read More »
The Securities and Exchange Commission charged David Reichman, the former Chairman and CEO of Global Tech Industries Group, Inc., on October 2, 2026, with orchestrating a multi-year scheme to defraud the public company’s investors. The
SEC Charges Former Global Tech CEO David Reichman In Share Scheme Read More »
The Securities and Exchange Commission charged David Reichman, the former Chairman and CEO of Global Tech Industries Group, Inc., on October 2, 2026, with orchestrating a multi-year scheme to defraud the public company’s investors. The
SEC Charges Former Global Tech CEO David Reichman In Share Scheme Read More »
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