Stock Market Today

Robert Yedid, Andrew Kaufman, and Mark Jacobs Face SEC Insider Trading Charges Over 0,000 in Illegal Profits

Robert Yedid, Andrew Kaufman, and Mark Jacobs Face SEC Insider Trading Charges Over $500,000 in Illegal Profits

The Securities and Exchange Commission filed proposed final consent judgments on July 8, 2026, against Robert Alan Yedid, Andrew Kaufman, and Mark Jacobs for insider trading that generated more than $500,000 in combined illegal profits.

Robert Yedid, Andrew Kaufman, and Mark Jacobs Face SEC Insider Trading Charges Over $500,000 in Illegal Profits Read More »

Kim Thien Tran Suspended Nine Months by FINRA for Falsifying Documents and Customer Fund Loans at NYLife Securities

Kim Thien Tran Suspended Nine Months by FINRA for Falsifying Documents and Customer Fund Loans at NYLife Securities

Former NYLife Securities broker Kim Thien Tran received a nine-month FINRA suspension and a $5,000 fine for falsifying documents and taking $14,790 in unauthorized loans against a customer’s life insurance policy.

Kim Thien Tran Suspended Nine Months by FINRA for Falsifying Documents and Customer Fund Loans at NYLife Securities Read More »

Scroll to Top