We cover latest news on investor lawsuits, investigations and investment fraud. Unfortunately, investment fraud is very common, especially with seniors. We report on several different kinds of security fraud that includes Ponzi-Schemes, Bad Accounting and Improper Sales Practices.
The Securities and Exchange Commission has charged Chattanooga accountants Paul Thomas Croft and Jonathan David Frost with running a $64 million offering fraud. The complaint alleges investor money was steered into their own accounting firm,
SEC Charges Croft and Frost in $64 Million Ponzi-Style Offering Fraud Read More »
The Securities and Exchange Commission has charged New York investment adviser Adit Ventures Management LLC, its chief executive Eric Munson, and three affiliated general partners with defrauding investors across more than 60 private funds. The
SEC Charges Adit Ventures and CEO Eric Munson in Pre-IPO Fund Fraud Case Read More »
The Securities and Exchange Commission has settled an insider trading case against Jon P. Kipp, a Kirkland, Washington resident who sold his entire Funko stake after receiving a confidential warning from the company’s then-chief executive.
SEC Settles Insider Trading Case Against Jon Kipp Over $483,746 Funko Stock Sale Read More »
The Securities and Exchange Commission has charged Adam B. Rundle, a former Maryland resident, with raising approximately $1.5 million by stealing the identity of a licensed securities professional and selling a fraudulent investment in a
SEC Charges Adam B. Rundle in $1.5 Million Robinvest Fraud Over Stolen Identity Read More »
The Securities and Exchange Commission has charged Ernest Ossei Boateng and two New Jersey companies he controls with operating an alleged $16 million Ponzi scheme that drew money from more than 200 investors, including retirees,
SEC Charges Ernest Ossei Boateng in $16 Million Ponzi Scheme Targeting 200 Investors Read More »
FINRA censured WestPark Capital, Inc. and fined the Los Angeles broker-dealer $175,000 in June 2026 after finding the firm willfully failed to supervise recommendations of speculative corporate bonds to ten retail customers, four of them
The Securities and Exchange Commission charged Mordechai Ferder, founder and former chief executive of Lugano Diamonds & Jewelry, on August 31, 2026 with running a diamond investment fraud. The scheme pushed more than $1 billion
The Securities and Exchange Commission charged Texas attorney David T. Gilchrist and Burleson podcast host Christopher Aaron Novinger on August 31, 2026 over four fraudulent securities offerings. The complaint, filed in federal court in Dallas,
The Securities and Exchange Commission filed settled charges on September 8, 2026 against Tustin, California resident Francisco Javier Sarabia. Regulators accuse the president and co-founder of Bonanza Global LLC of raising more than $5 million
The Securities and Exchange Commission has charged three Toms River, New Jersey residents with running a $47 million affinity fraud that drew money from more than 87 investors, most of them members of Orthodox Jewish
SEC Charges Leor Moshe, Jacob Goldman and Isaac Odes in $47 Million Affinity Fraud Read More »
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