We cover latest news on investor lawsuits, investigations and investment fraud. Unfortunately, investment fraud is very common, especially with seniors. We report on several different kinds of security fraud that includes Ponzi-Schemes, Bad Accounting and Improper Sales Practices.
Last month, AlphaBetaStock.com reported that UBS Yield Enhancement Strategy, complex options risk investment strategy emerged as the market collapsed at the end of 2018. We are predicting a similar result because of recent market volatility. …
Securities fraud lawyers predict that the majority owners of Prime Automotive Group, GPB Capital HoldingsIt is in an “flood” Mediation cases brought against brokers who promoted risky investments unsuitable for the needs of retirees, and …
GPB Capital Lawsuits Expected to Flood Broker Dealers Read More »
UBS promoted it’s Yield Enhancement Strategy (“YES”) program as a trading strategy based on an option that sought to increase returns to investors who provided a certain minimum amount of their portfolio (called “Mandate”) for …
Volatile Market Triggers UBS Yield Enhancement Strategy Complaints Read More »
Barry Snyder (CRDNumber: 2385901), a registered representative with Snowden Account Services LLC at Coral Gables, Florida, is currently involved in a customer dispute where a client alleges that he engaged in excessive and unauthorized trading …
A complex investment plan pitched as low-risk by stockbrokers in UBS Group AG has triggered a backlash from customers of its securities unit. The strategy, called Yield Enhancement Strategy, or YES, has generated at least …
Investors are filing GPB Capital lawsuits to recover losses after raids by the FBI, investigations by state agencies and huge reductions in the value of shares. A number of GPB Holdings Investors recently received a …
GPB Capital Holdings Lawsuits Increase In September Read More »
Tens of millions of dollars were paid in commissions with brokers-dealers and their representatives selling private placements to GPB Capital, but they have to face clients whose investments have fallen dramatically. According to GPB documents …
GPB Capital Paid High Commissions to Broker Dealers Read More »
It’s no secret that investors are not happy with their purchase of UBS yield enhancement strategies (YES) and condor iron investment options. Even though clients are promised secure and stable financial investments by their broker, …
Investors File UBS Yield Enhancement Strategy (YES) Lawsuits Read More »
The stock market may be recovering, but GPB Capital investors are filing lawsuits to recover losses. This comes after news of investigations by state agencies, a raid by the FBI and now massive declines in …
GPB Capital Investors File Claims To Recover Losses Read More »
Tanmaya Kabra, a 25-year old N.J. man has been charged for allegedly stealing hundreds of thousands of dollars which he splashed on personal luxury items like a boat. He also used part of the money …
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