We cover latest news on investor lawsuits, investigations and investment fraud. Unfortunately, investment fraud is very common, especially with seniors. We report on several different kinds of security fraud that includes Ponzi-Schemes, Bad Accounting and Improper Sales Practices.
The Securities and Exchange Commission has charged Atlanta investment adviser Joseph A. Meyer Jr. and his firm Statim Holdings for defrauding a private fund and its investors. The SEC complaint says that from August 2009 till June …
SEC CHARGES JOSEPH A. MEYER JR. AND HIS FIRM STATIM HOLDINGS FOR DEFRAUDING FUNDS Read More »
A Princeton couple has been accused by New Jersey authorities of conducting a $5 million Ponzi scheme to finance a lavish lifestyle that entailed “tropical holidays, private schools as well as country clubs”. The New …
SEC, an acronym for Securities and Exchange Commission stated on Monday that Woodbridge Group of Companies and its previous owner were ordered by a federal judge to pay $1 billion in disgorgement and penalties for …
Due to this partial shutdown of the federal government, the SEC is currently working with a skeleton crew and cannot perform its essential job: protecting markets and investors. “Powerful Thursday, Dec. 27 and until further …
Four women, who were employed in a firm based in Israel, were impeached in Maryland for a multimillion-dollar investment fraud strategy. Employees of Yukom Communications impersonated to be from other nations, falsified their so-called certified qualifications …
Maryland Investment Fraud Case Includes 4 Women From Israel Read More »
CIM Securities, LLC (CRD® #120852, Centennial, Colorado) October 3, 2018 – A Letter of Acceptance, Waiver and Consent (AWC) was given out in which the company was criticized and penalized $15,000. Without confessing or refuting …
Broker Dealer & Firms Fined By FINRA in December 2018 Read More »
On Wednesday, William Galvin, the head of the Massachusetts Securities Division declared a thorough investigation of 63 brokerage companies who were involved in selling GPB Capital Holdings private placements. Update: There are several GPB fraud lawsuits by …
Massachusetts Securities Division Investigates GPB Capital for Fraud Read More »
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