We cover latest news on investor lawsuits, investigations and investment fraud. Unfortunately, investment fraud is very common, especially with seniors. We report on several different kinds of security fraud that includes Ponzi-Schemes, Bad Accounting and Improper Sales Practices.
The SEC charged Elchonon ‘Elie’ Schwartz and Nightingale Properties LLC in a $60 million real estate fraud scheme that allegedly misappropriated $52 million from roughly 700 retail investors.
The SEC charges PGI Global founder Ramil Palafox with a $198 million crypto and foreign-exchange fraud scheme that allegedly misappropriated more than $57 million.
SEC Charges PGI Global Founder Ramil Palafox in $198 Million Crypto and Forex Fraud Read More »
The SEC charges Nightingale Properties and founder Elie Schwartz with misappropriating over $52 million from approximately 700 retail investors.
SEC Charges Nightingale Properties and Elie Schwartz in $60 Million Real Estate Fraud Read More »
The SEC has charged Reign Financial International and Berone Capital with operating a $26 million high-yield investment program that allegedly defrauded 31 investors.
FINRA has permanently barred broker John Palma following allegations of churning and fraud at Spartan Capital Securities and SW Financial.
FINRA proposed new rules expanding temporary holds and trusted contact requirements to protect senior investors from financial exploitation in 2026.
FINRA proposes expanded protections against elderly investor financial abuse Read More »
SEC filed charges against Sterling Capital LLC for defrauding elderly investors. Learn what happened and how affected investors can recover losses.
SEC charges Sterling Capital LLC in fraud case targeting elderly investors Read More »
SEC alleges Krish Kumar raised 7.8 million dollars from investors through materially false statements and misappropriated roughly 7 million dollars for personal use.
SEC charges Jeffrey Cutter and Cutter Financial Group with recommending insurance products while collecting undisclosed upfront commissions of 5-10 percent.
We remember the pitches. Non-traded REITs sold as stable income tools with little downside. Brokers showed charts with 8% distributions and called them conservative. We knew better. Many of these products carried hidden fees, illiquidity
Broker recommendation of high-risk REITs cost retirees their savings Read More »
Get free professional market insights and stock/ETF reports that contain actionable opportunities written by a former financial advisor and Capitalist who has been investing in the markets for 20+ years.
Get Free Stock Picks, Macro Market Events & Options Strategies.
