John Palma Barred by FINRA for Non-Cooperation Amid Spartan Capital Securities Churning Allegations
FINRA has permanently barred broker John Palma following allegations of churning and fraud at Spartan Capital Securities and SW Financial.
FINRA has permanently barred broker John Palma following allegations of churning and fraud at Spartan Capital Securities and SW Financial.
The S&P 500 Dividend Aristocrats index has trailed the broader market in absolute terms this year. Growth stocks in technology and communication services have driven most of the headline gains. Yet when risk-adjusted returns enter
Dividend Aristocrats lag growth stocks but outperform in risk-adjusted returns Read More »
FINRA proposed new rules expanding temporary holds and trusted contact requirements to protect senior investors from financial exploitation in 2026.
FINRA proposes expanded protections against elderly investor financial abuse Read More »
New workplace data shows manager burnout is now a direct productivity risk. The fix starts with load, clarity, capability, and recovery.
Manager burnout is becoming a productivity risk for companies in 2026 Read More »
Treasury yields have remained above 4% across the curve for most of 2026. Retirees who parked cash in money market funds are now considering whether a Treasury bond ladder can capture those rates for five
Treasury bond ladder strategies lock in yields above 4.5% for income investors Read More »
SEC filed charges against Sterling Capital LLC for defrauding elderly investors. Learn what happened and how affected investors can recover losses.
SEC charges Sterling Capital LLC in fraud case targeting elderly investors Read More »
W.R. Berkley increases quarterly dividend to 0.09 per share, extending its streak to 25 consecutive years of dividend growth for conservative income investors.
W.R. Berkley Raises Dividend 11.1 Percent to 0.09 Quarterly for 25th Consecutive Year Read More »
Donaldson Company hikes quarterly dividend to 0.32 per share, marking 31 consecutive years of dividend growth for conservative income investors.
SEC alleges Krish Kumar raised 7.8 million dollars from investors through materially false statements and misappropriated roughly 7 million dollars for personal use.
UnitedHealth raises quarterly dividend by 5 percent to 2.32 per share, reflecting moderating medical costs and strong cash flow for conservative income investors.
UnitedHealth Raises Dividend 5 Percent to 2.32 Quarterly on Strong Earnings Beat Read More »
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