Wells Fargo Fined $3.1 Million For Sales of Unit Investment Trusts (UIT)
A sweeping investigation into the sale of Unit Investment Trusts (UIT) by Wells Fargo financial advisors (NYSE: WFC) undertaken by the Financial Industry Regulatory Authority (FINRA) has been concluded, as announced by them. The investigation […]
Wells Fargo Fined $3.1 Million For Sales of Unit Investment Trusts (UIT) Read More »