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Enrique Lopez at Financial Advisor at Arkadios Capital Investigated

Enrique Lopez at Financial Advisor at Arkadios Capital Investigated

Enrique Lopez, a broker at by Arkadios Capital, reported a pending customer dispute and two disputes from customers in advance, according to the Financial Industry Regulatory Authority (FINRA). FINRA is the agency that regulates and approves stockbrokers and brokerage firms. It requires brokers and their …

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