Ex Sage Point Rep Troy Bailey Invested Clients’ Funds in Sham Pension Scheme

Financial Industry Regulatory Authority (FINRA)

According to the Financial Industry Regulatory Authority (FINRA), Troy Bailey, a former broker of Advisor Group’s Sagepoint Financial was fined $5000 by FINRA  for using $210,000 of clients’ funds. Apparently, the former broker used the clients’ monetary collection to make unrelated and unapproved private securities …

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