SagePoint Financial Fined Over $1 Million – Investor Notice

SagePoint Financial Fined Over $1 Million - Investor Notice

FINRA has ordered SagePoint Financial to pay over one million in restitution to its customers in connection with early rollovers of unit investment trusts. Sagepoint Financial is one of several large broker-dealer firms within the Advisor Group network (along with FSC Securities, Royal Alliance Associates, …

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