Imagine riding a rollercoaster which only goes down. You’re in a panic, your stomach is in knots and you are hurtling towards the ground with breakneck speed. You feel this way when you entrust your hard-earned funds to a trusted financial advisor only to learn that they have violated their fiduciary duties and betrayed the trust you placed in them. Now, the question is: What can you to do about it.
Take a deep breath. You can get out of this downwards spiral. It’s called FINRA arbitration Your ticket to recovery could be a re-purchase of your lost money.
What is FINRA arbitration?
FINRA is a nonprofit organization that was created by Congress in order to protect consumers. America’s investors. To do so, they ensure that the broker dealer industry operates in a fair and honest manner. Arbitration is one way they assist investors. It is a quicker and more informal dispute resolution than court. More information is available. here.
How can FINRA arbitration help you?
Consider the recent example of Jason Walsh, a stockbroker associated with NETWORK1 FINANCIAL SECURITIES INC. PHX FINANCIAL INC. He is currently employed by PHX FINANCIAL, INC. facing a customer dispute alleging Losses of $3,767.261, a staggering amount, were caused by a breach in fiduciary duties from December 2012 to October 2022. Sounds like a nightmare, doesn’t it?
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Here’s the thing. investors who’ve suffered due to Walsh’s alleged misconduct have a chance to recover their losses. How? Through FINRA arbitral proceedings.
Why Choose FINRA Arbitration as a FINRA Arbitration Process?
Imagine that you are in a boxing arena, competing against a heavyweight champion. You are outclassed and outmatched. Imagine if there was someone in your corner who would fight for you. FINRA arbitration works in a similar way.
Arbitration allows you to settle disputes without having to go to court. You don’t even need an attorney (although it is recommended). It’s quicker, cheaper, and less time-consuming. The best part is? The decision is final. The arbitrator’s decision is binding rules in your favorThe broker or company is responsible for the payment. There is no appeal and no need to drag things out. Justice is delivered with a powerful punch.
What’s The Catch?
Can it be that simple? Is it really that easy? file a claim You can get your money returned? Well, not quite. FINRA Arbitration can be a very complex process. Although you don’t necessarily need an attorney, it can increase your chances of winning. Wouldn’t you like a coach to guide you through each round of FINRA arbitration?
If you’ve finished reading, I would like to conclude by saying that if suffered losses Don’t lose hope if you have to deal with broker misconduct. You have a safety net in FINRA arbitration. fight back You can recover your rights. After all, isn’t this what investing is about? You can take risks but you also need to know that you are protected. There are rules and authorities that ensure fair play.
