Marcus K. Moon is a former Broward County resident who has been charged with offering investment advisory and brokering services without authorization to African-American Christians. Moon, an SEC registered broker-dealer and insurance agent, is accused of engaging in trading and entering into brokerage agreements with his employer without their knowledge or consent. He misrepresented his company, Increase Financial Strategies LLC as a brokerage firm, even though it was not authorized or licensed to purchase or sell stock on behalf of others. Moon’s actions caused investors to lose approximately $31,800. He received $3,000 from them as fees. Moon was charged by the SEC with violating antifraud and registration provisions. Moon has agreed to an order of injunction as well as disgorgement and prejudgment – $158 in interest – of $3,000, a civil penalty amounting to $31,080 plus interest – without admitting the allegations. The settlement is subject to court approval. The SEC investigation was part of Fraud Against Minority Groups Initiative, Miami Regional Office.
Recover Investment Losses
Are you experiencing investment losses? Consult with an investment expert. investment fraud attorney. Haselkorn & Thibaut, a reputable firm of lawyers known for its expertise in cases of investment fraud, is a reputable and renowned law firm. Their attorneys have extensive experience in securities litigation and arbitrage and are committed to ensuring that their clients receive justice and compensation.
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It is vital that you take action immediately if you suspect you are a victim of investment fraud. The investment fraud lawyers will assess your case, and give you advice on how best to recover your loss. Also, it’s worth noting that no fee is charged if there is no recovery.
Contact Haselkorn & Thibaut today for a free consultation at 1-888-784-3315or website at InvestmentFraudLawyers.com.
SEC: What You Need to Know
Securities and Exchange Commission, or SEC for short, is an American regulatory agency which oversees and enforces federal security laws. Its main goal is to protect and promote investors, ensure fair and efficient markets and encourage capital formation. The SEC accomplishes this through regulation of the securities industry. It also ensures that companies provide accurate, timely information to their investors and takes legal action when fraud is detected. The commission oversees the stock exchanges, brokers of securities, investment advisors and other participants in the market to ensure that regulations are being followed. The SEC is responsible for maintaining the integrity and the transparency of U.S. Financial Markets.
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