The Financial Industry Regulatory Authority (FINRA) has posted a Letter of Acceptance, Waiver, and Consent, according to which the Dalmore Group has been fined $40,000 for supervisory violations in private placement investments. The failures pertain …
FINRA Fines Dalmore Group LLC for Supervisory Violations Read More »
GPB Capital is suing Signature Bank for a little over two million dollars claiming the lender improperly seized cash from its accounts over loan defaults. One of the loans is from the Covid-19 federal Paycheck …
GPB Capital Sues Signature Bank For $1M PPP Loan Read More »
The preliminary University of Michigan sentiment report for February revealed a surprising -2.8 point drop to a 6-month low of 76.2 from 79.0 in January and 80.7 in December, versus a 7-month high of 81.8 …
Market Data: Weak Michigan Sentiment & High Inflation Fears Read More »
Robinhood is being sued and also alledgely selling investors Gamestop stock (GME) without warning or consent. This comes after they restricted several stocks other companies from investors to trade that this morning. 4:38 PM Update: …
It is another crazy day in the markets as the Dow is up over 455 points (1.5%) because of positive data. Specifically the 4.1% Q4 GDP growth pace slightly exceeded our estimate, while slightly undershooting …
Encouging GDP, A Trade Deficit Drop, and Tight Claims Read More »
The Dow and S&P 500 are slightly down today as Biden starts his Presidency. Every election brings winners and losers. We will be watching Biden and Congress closely to help readers navigate the markets. On …
Grossly negligent behavior, breach of fiduciary duty, misrepresentations and omissions, securities, and unsuitable investment recommendations are the charges leveled against LPL Financial and Tamber King Proctor, a former broker at the firm, by a Mississippi …
Investor Files Claims Against LPL For Northstar Healthcare REIT and FS Energy Read More »
It is a new year and many people are looking to make extra money with real estate investing. One of my favorite tv shows is on house flipping and the reality is that many people …
Look for consolidation in the markets after fresh record highs on Wall Street and after sharp cheapening in Treasuries. Indications that a stimulus deal is making some progress have added to the positive developments on …
Before The Bell: S&P 500 Continues Bullish Trend Read More »
Cisco (CSCO) shares are trading at a 4% premium to a 6-month low of September 24, down from the beginning of last week. Over the past three months, the emitter’s quotes have lost more than …
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