John Bennett

John has a background in helping kids with math and loves writing about the stock market.   He has a brain for things that are technical and is applying them in the financial world. Follow John as he covers breaking investment news and stock tips. ABS News & Research is dedicated to providing quality investment insight and information from experienced financial professionals and journalists. Follow Us Facebook Twitter Pinterest Linkedin Contact Us

SEC Charges Investment Adviser for Misrepresentation and Fraudulent Activities, Seeks Disgorgement and Civil Penalties

The Securities and Exchange Commission (SEC), the watchdog of Wall Street, has once again shown its teeth. This time, its bite is directed at one William E. Miller, an adviser who allegedly made misstatements to …

SEC Charges Investment Adviser for Misrepresentation and Fraudulent Activities, Seeks Disgorgement and Civil Penalties Read More »

SEC Settles Fraud Charges Against Esos Rings, Inc. and Principal, Michelle Silverstein, for Defrauding Investors and Operating a Ponzi-Like Scheme

The SEC takes aim at Esos Rings, Inc. In a recent release, the U.S. Securities and Exchange Commission released a statement. announced The company has been charged with fraud. Esos Rings, Inc.Its principal, Michelle Silverstein …

SEC Settles Fraud Charges Against Esos Rings, Inc. and Principal, Michelle Silverstein, for Defrauding Investors and Operating a Ponzi-Like Scheme Read More »

SEC Wins $24 Million Judgment Against Bittrex Inc. and Bittrex Global GmbH for Operating as Unregistered Securities Exchanges

In a ground-breaking case that has sent shockwaves through the cryptocurrency industry, the U.S Securities and Exchange Commission (SEC) has finally brought the hammer down on crypto asset trading platform, Bittrex Inc., its former CEO, William Shihara, …

SEC Wins $24 Million Judgment Against Bittrex Inc. and Bittrex Global GmbH for Operating as Unregistered Securities Exchanges Read More »

Illinois Doctor Fined for Insider Trading in Biotech Company Following Positive Drug Trial Results: SEC Final Judgement

This press release details the final judgment in the case of the Securities and Exchange Commission v. Daniel V.T. Catenacci, a medical doctor based in Chicago, Illinois, who was accused of insider trading. Catenacci was …

Illinois Doctor Fined for Insider Trading in Biotech Company Following Positive Drug Trial Results: SEC Final Judgement Read More »

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