UBS promoted it’s Yield Enhancement Strategy (“YES”) program as a trading strategy based on an option that sought to increase returns to investors who provided a certain minimum amount of their portfolio (called “Mandate”) for …
Volatile Market Triggers UBS Yield Enhancement Strategy Complaints Read More »
This week, Bitcoin continued to fall and reached a minimum at 7960.00. Almost all the top 10 alternative cryptocurrencies by market capitalization fell after the collapse of bitcoin prices, which caused the market to slide …
A complex investment plan pitched as low-risk by stockbrokers in UBS Group AG has triggered a backlash from customers of its securities unit. The strategy, called Yield Enhancement Strategy, or YES, has generated at least …
Yesterday, WTI crude oil strengthened slightly amid a forced reduction in production in Saudi Arabia. At the beginning of the week, quotes rose significantly due to an attack on Saudi oil facilities. On Tuesday, the …
Oil Edges Up While Cryptocurrencies Lower In Market Trading (WTI) Read More »
Johnson & Johnson shares are trading at a premium of 4.5% to the December 52-week low, continuing to reflect a downtrend since mid-July. The company offers investors quarterly dividends in the amount of $0.95, which …
Johnson & Johnson Stock Price Consolidates (NYSE: JNJ) Read More »
FINRA recently barred Michael Mackey (CRD#: 2279775) permanently from the securities industry. This information is stated clearly on his BrokerCheck report, which we checked on the 23rd of July. Michael, who was in the securities …
FINRA BARS TRANSAMERICA FINANCIAL ADVISORS MICHAEL MACKAY FROM THE SECURITIES INDUSTRY Read More »
In a press conference that was released yesterday, AR Capital LLC’s founder, Nicholas S. Schorsch and its former CFO, Brian Block were charged by the Securities and Exchange Commission. The charges arose because of information …
SEC Charges AR Capital and Execs – Settled for $60 Million Read More »
The media outlets on June 21, 2019 reported that GPB Capital declared that the GPB Capital share prices plummeted by 73%. This news is distressing for several GPB Capital investors as it has been reported that …
The Securities and Exchange Commission this recently charged 2 former directors of investments at Woodbridge Group of Companies LLC because of the roles they played in the massive Ponzi scheme. The California-based defendants, Ivan Acevedo, …
Woodbridge Group of Companies Directors Charged In Ponzi Scheme Read More »
After a Georgia couple wired $170,000 from their sprinkler company with Norman Strell Castleberry Financial Services, a Wellington investment firm, they were promised they would get a good return on their investment and that their …
Norman Strell Castleberry Financial: FBI Claims Investment Fraud Read More »
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