We might be able to answer our own question about why the fund manager continues to sell large amounts of her Tesla (NASDAQ: TSLA) investment. If we had access to the brilliant brain of Cathie …
Wood’s ARK ETFs Dumps Part of Tesla Holdings (NASDAQ: TSLA) Read More »
The board of directors of InvenTrust Properties Corp has started looking at liquidity alternatives. The company will evaluate a possible listing on a national securities exchange as they continue with this process. InvenTrust Properties, formerly …
InvenTrust Starts Evaluating Liquidity Alternatives, And Increases Dividends Read More »
The Financial Industry Regulatory Authority (FINRA) claims that it has banned another former JPMorgan broker who is accused of inappropriately obtaining economic relief from the federal government. According to BrokerCheck, JPMorgan has fired Yonara Valerio …
JPMorgan Broker Yonara Valerio Banned Over COVID Relief Funds Investigation Read More »
A customer dispute has been filed against Joseph Paul Todaro; an SW Financial registered representative. The case holds Todaro responsible for investment losses due to excessive trading and failure to follow instructions and poor services …
Worden Capital Management Advisor Joseph Todaro Charged For Excessive Trading Read More »
A tip to the Securities Helpline for Seniors run by the Financial Industry Regulatory Authority (FINRA) led to an investigation into the activities of World Choice Securities financial advisor Thomas Ward Stratton (CRD#: 1646899). Stratton’s refusal to …
The MBA mortgage applications index fell -1.9% in the week of September 3, following last week’s -2.4% drop, though the index remains well above the 18-month low from the first week of July. Today’s drop …
MBA Mortgage Index Falls As ReFi Continues Decline Read More »
Sierra Income Corporation is a non-traded business and development company that has suspended share repurchases after the previously announced review to assess strategic alternatives. Both the share repurchase program, as well as repurchases in case …
Peter Quartararo, a New York barred broke,r was re-arrested in connection to alleged fraud concerning the purported sale of shares from a pre-initial public offer. According to the Nassau County District attorney’s office, Peter Quartararo …
Peter Quartararo (Barred NY Financial Advisor) Gets Arrested Again! Read More »
The 45-year-old investment advisor Martin Ruiz, of New York, New York, and Santa Fe, New Mexico, has been charged with investment advisor fraud for defrauding investors. He used the front of Carter Bain Wealth Management …
Elderly New Mexico Investors Fall Prey to Fraudulent Scheme Read More »
Ponzi schemes, it appears, can pop out of anywhere. From the owner of a baseball team, perhaps? The Securities and Exchange Commission (SEC) has charged the Chattanooga Lookouts baseball team owner with “running a massive …
Owner of Chattanooga Lookouts accused of running ‘massive Ponzi scheme’ Read More »
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