10 Easy Personal Finance Tips 2021
Last year was very tough, and we know that many people need assistance keeping their personal finances in order. Some
Read more
Author: Harion Camargo
Lodging Fund REIT III SEC Investigation
Lodging Fund REIT III announced in a filing with the Securities and Exchange Commission (SEC) is doing an investigation into
Read more
Investors Hit With Syndicated Conservation Easements Losses By IRS
The federal government losing $3 billion dollars a year on account of Conservation Easements appears to be a finding of
Read more
Merrill Lynch Compensates Victims as Marcus Boggs (Former FA) Pleads Guilty to $3M Fraud
The Chicago Sun-Times has reported that Marcus Boggs, a financial advisor with Merrill Lynch, has pleaded guilty to wire fraud.
Read more
FINRA Fines Broker-Dealers $3.5M For LJM Preservation & Growth Fund
The Financial Industry Regulatory Authority (FINRA) has censured and fined three broker-dealers, Securities America, J.W. Cole Financial, and Cambridge Investment
Read more
Dogs Of The Dow List 2021
I have been watching stocks now for about 25 years and the Dow has always been something I have watched
Read more
Former New York Life Faces Life In Prison For Fraud
Furman Alexander “Alex” Ford, a former broker with New York Life, has been convicted on 11 counts of mail fraud,
Read more
Nine Point Energy Holdings Inc. Files Chapter 11 Bankruptcy
The continuing decline in the health of the oil and gas market is taking a toll on companies operating in
Read more
FINRA Awards $1 Million to Clients For UBS Yield Enhancement Strategy (YES)
It has been reported this week that two claimants have recently been awarded over $1M by a Financial Industry Regulatory
Read more
Forex News: Dollar (DXY) Weakens Over Spending Concerns
The Dollar was weaker in N.Y. on Thursday, taking the DXY to one-week lows of 91.38 from early highs of
Read more